Thanks for the detail! I didn't have a chance to watch the
newsletter last night. Will catch up today. My brochure on the
Broker Check website says I'm a "portfolio manager." When I was
forming my RIA the regulator pushed me for details about my fee
structure for "financial planning." I was so burnt out with the
process thatI ended up saying that I would only engage in portfolio
management (fee only basis). Kind of a strange way for a CFP to
register, but portfolio management is what I enjoy the most...and
standing up a 1 man RIA is a bit of a compliance nightmare.
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Thanks for the detail! I
QQQ bounced right on the trendline I've been following. Doesn't ...
Posted by jtsurfah on 5th of Oct 2021 at 01:12 pm
Thanks for the detail! I didn't have a chance to watch the newsletter last night. Will catch up today. My brochure on the Broker Check website says I'm a "portfolio manager." When I was forming my RIA the regulator pushed me for details about my fee structure for "financial planning." I was so burnt out with the process thatI ended up saying that I would only engage in portfolio management (fee only basis). Kind of a strange way for a CFP to register, but portfolio management is what I enjoy the most...and standing up a 1 man RIA is a bit of a compliance nightmare.